Securities and Derivatives

Securities and Derivatives

Our services on securities and derivatives encompass a wide range of support for players in the financial markets. We advise on the structuring, documentation and regulation of securities offerings (like stocks and bonds) and derivative products (like futures and options). We also handle compliance with securities laws, represent clients in enforcement actions, and provide guidance on corporate governance and transactional matters related to securities and derivatives.

Our specialised expertise in securities and derivatives laws and range of services include:

• Securities Law Advisories:
  • Advising on all aspects of securities law, including SEBI regulations, listing requirements, and corporate governance.
  • Assisting with initial public offerings (IPOs), rights issues, and other capital market transactions.
  • Advising on mergers and acquisitions, demergers, and other corporate restructuring activities.
  • Conducting due diligence and legal opinions on securities-related transactions.
• Derivatives Law Advisories:
  • Advising on the legal and regulatory framework for derivatives trading in India.
  • Assisting with the establishment and operation of derivatives exchanges.
  • Advising on legal and regulatory issues related to trading in derivatives products such as futures, options, and swaps.
• Regulatory Compliance:
  • Assisting clients with compliance with SEBI regulations and other applicable laws.
  • Developing and implementing internal compliance programs for securities and derivatives businesses.
• Litigation and Arbitration:
  • Representing clients in securities-related litigation and arbitration before SEBI, stock exchanges, and courts.
  • Advising on and defending against enforcement actions by SEBI.
• Corporate Governance:
  • Advising on corporate governance matters, including board composition, executive compensation, and shareholder rights.
  • Assisting with the preparation of corporate governance reports and disclosures.